Event details
The session will cover:
- The FCA’s consolidation review and the trends in prudential regulation, particularly the move towards MIFIDPRU consolidation of ‘investment firm groups’.
- The proposed reforms to the ongoing advice and periodic suitability assessment rules (CP26/10) and the latest on the ‘ongoing services review’.
- The FCA’s MPS review and co-manufacturing of MPS – and funds.
- Themes emerging from recent s166 Skilled Person Requirement Notices.
- s39 liability in light of Kession, our Supreme Court case, and redress framework reforms.
Agenda
16:00: Arrival and registration
16:15 – 18:00: Forum session
18:00 onwards: Drinks and canapés
Register