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Regulatory Consulting

regulatory  consulting

The ever-changing nature of financial regulation has become one of today's most complex business challenges. Working with expert advisers is the key to staying ahead in a competitive world.

Need assistance with consumer duty?

Why work with our Regulatory Consulting team?

Our team specialises in helping businesses anticipate and adapt in an ever-changing regulatory climate. We provide consultative problem-solving together with core compliance support to meet all of the regulatory needs of your business. Our regulatory offering is comprised of a full range of regulatory services; from ad-hoc support, ongoing services and on-off project assistance to help you to navigate the domestic and international regulatory framework. 

From a project perspective, our highly experienced team bring years of experience, with pragmatism and insight to help you navigate those issues that represent volatility, uncertainty, complexity or ambiguity to your business. 

We also specialise in providing routine regulatory support where you don't have the internal resources or 'know-how'. 

Our role is simple; we work alongside you and partner with your business to translate financial regulation into solutions and advice that is bespoke to the needs of your business, and we deliver this in a manner that is tailored to your culture. 

What makes us different?

Trust, transparency, accountability, disclosure, comparability, good conduct and an ethical culture are all themes that will be increasingly important to your clients and how they choose their partners, and how regulators evaluate firms. 

Our Integrated Legal Management approach means that we can address the majority of regulatory, legal and operational issues where your business, or individuals within your business are likely to need support. We can operate as business advisors to help your business not just survive but prosper. 

What we do

We believe that regulation can be a differentiator, helping firms to innovate, stand out and create trust with their customers, rather than simply being a cost of doing business.

Our team combines business advisers with legal expertise, and we are experienced in working with financial regulators. The diversity of our team enables us to deliver bespoke commercial and compliant solutions to a range of regulatory issues. Our team is led by senior individuals who are regulatory experts with many years of industry and advisory experience including acting as 'Skilled Persons' leading FCA and firm instructed Section 166 reviews. We can truly operate as business advisors to help your firm not just survive but prosper.

We are also a Member of the Association of Professional Compliance Consultants and won the 2019 & 2021 Compliance Register Award for 'Best Law Firm – Regulatory Advice', as well as the 2021 Global Advisory Experts 'Regulatory & Compliance Consultancy Firm of the Year' award.


Latest Insights

Consumer Duty - an overview
The Consumer Duty is the FCA's answer to its stated aims of setting a higher expectation for the standard of care that firms give consumers. Our hub is designed to keep you up to date with all the latest news and developments on Consumer Duty, including wealth management and consumer credit.
Report: Financial crime and the cost to your business
As anyone who works in or is connected with the financial industry knows, banks and other financial organisations expend significant time, resource and money in combating financial crime. Download our report to find out more.

Key contacts

View our Regulatory Consulting team

Get in touch today

Get in touch with a member of our team by using the details below or completing the form.
T +44 333 320 2220
+44 333 320 4440