• AU
Choose your location?
  • Global Global
  • Australia
  • France
  • Germany
  • Ireland
  • Italy
  • Poland
  • Qatar
  • Spain
  • UAE
  • UK

Conduct Rules: Online Training

0002OnlineTraining767x431SmallBannerImage

Our online Conduct Rules training will help you and your business stay compliant with the Senior Managers and Certification Regime. The pricing is based on a licence fee of only £50 per user and a customised module is priced on application. Please do not hesitate to contact our team to find out how we can help.

Benefits

The benefits

 

 

How we can help

The Approved Persons Regime has been replaced with the Senior Managers and Certification Regime (SMCR). The SMCR is intended to increase standards of conduct and individual accountability for all of those working within Financial Services and Insurance, while holding  senior managers accountable for the firm's conduct.

The SMCR has three elements, the Senior Manager's regime and Certification regime, both of which came online for solo regulated firms in 2019 and thirdly, the Conduct Rules which must be trained to all staff by the end of March 2021. 

There are two sets of Conduct Rules; those for Senior Managers (the Senior Managers Conduct Rules) and the Individual Conduct Rules, which apply to all relevant staff. Staff must understand how these rules apply on a practical level in their day to day role. A breach of these rules can potentially have serious consequences on the individual and their future career. The increased emphasis on individual accountability means it is important for your business to understand what your responsibilities are in terms of training staff and ensuring there are controls in place to quickly detect and mitigate any breaches of Conduct Rules. 

Conduct Rules Training Step by Step Infographic

Our online training will:  

Key features:

Cost:  

Our pricing is based on a licence fee of only £50 per user and a customised module is priced on application.

For further information please drop us a line using the enquiry form below.  A member of our team will be in touch to discuss your requirements. 

Key Contact

We use cookies to give you the best user experience on our website. Please let us know if you accept our use of cookies.
Manage cookies

Your Privacy

When you visit any web site, it may store or retrieve information on your browser, mostly in the form of cookies. We mainly use this information to ensure the site works as you expect it to, and to learn how we can improve the experience in the future. The information does not usually directly identify you, but it can give you a more personalised web experience.
Because we respect your right to privacy, you can choose not to allow some types of cookies. Click on the different category headings to find out more and change permissions. However, blocking some types of cookies may prevent certain site functionality from working as expected 

Functional cookies

(Required)

These cookies let you use the website and are required for the website to function as expected.

These cookies are required

Tracking Cookies

Anonymous cookies that help us understand the performance of our website and how we can improve the website experience for our users. Some of these may be set by third parties we trust, such as Google Analytics.

They may also be used to personalise your experience on our website by remembering your preferences and settings.

Marketing Cookies

These cookies are used to improve and personalise your experience with our brands. We may use these cookies to show adverts for our products, or measure the performance of our adverts.