Financial promotions have been called out by the FCA as an area of concern in numerous recent publications. They will continue to be under the microscope with the FCA affecting regulatory change to protect consumers, as evidenced by the Consumer Duty.

At DWF, our team of regulatory experts can help you navigate the ever-changing FCA regulations. Our dedicated team supports firms of all sizes and have worked with a number of firms to assess and enhance their approach to financial promotions, applying FCA expectations and good practice.

With the expected increased scrutiny from the regulator regarding financial promotions, our team is able to intervene at an early stage to help build or enhance your framework and ensure a compliant and practical approach to financial promotions.

With the FCA increasing scrutiny around Financial Promotions, we can work with you to deliver training to your staff to ensure they understand both real and non-real time financial promotions, and how to appropriately discharge their duties when communicating with customers.

We can support you with financial promotions by:

Conducting thematic reviews
Considering the impact of the Consumer Duty on your current financial promotions framework
Delivering training to staff and/or senior management
Providing ad-hoc advisory services
Acting in a retained capacity to provide compliance advice