Experience
Felicity has over 20 years of experience in financial services.
Having worked in the FSA's Enforcement division she has a detailed, practical understanding of financial services legislation and the FCA Handbook, including perimeter guidance, senior management arrangements, systems and controls, conduct of business issues, regulatory reporting requirements, complaints, consumer redress and compensation.
She also provides support to firms making adverse disclosures along with wind down planning. Her experience covers the wealth management, retail banking, mortgage and insurance sectors. She also regularly advises on commercial distribution arrangements and the structuring and promotion of unregulated collective investment schemes and retail funds.
Felicity also undertakes pre-enforcement and enforcement-related investigatory and defensive work.
Testimonial
Felicity has been individually ranked year on year by the Legal 500 since 2015.
Memberships
Felicity is a member of the Finance Lease Association.