Financial promotions have been called out by the FCA as an area of concern in numerous recent publications. They will continue to be under the microscope with the FCA affecting regulatory change to protect consumers, as evidenced by the Consumer Duty.
At DWF, our team of regulatory experts can help you navigate the ever-changing FCA regulations. Our dedicated team supports firms of all sizes and have worked with a number of firms to assess and enhance their approach to financial promotions, applying FCA expectations and good practice.
With the expected increased scrutiny from the regulator regarding financial promotions, our team is able to intervene at an early stage to help build or enhance your framework and ensure a compliant and practical approach to financial promotions.