Experience
Patrick has worked with a variety of clients in the investment and fund management, corporate finance, private equity and brokerage market. His experience includes; undertaking compliance health-checks for clients, assessing each Firm's complete suite of compliance policies; drafting compliance manuals and associated policies for a variety of firms; supporting clients with FCA applications, including authorisation and variation of permission applications; drafting an Internal Capital Adequacy and Risk Assessment for a fund manager; and preparing MLRO reports and AML risk assessments.