Our financial regulation experts recognise the importance of delivering deep sector insights swiftly and effectively to help develop new products and services, regularise relationships and actively support 'business as usual' compliance.
Any regulatory interaction - whether supervisory or an investigation - is a significant event in the corporate life of a regulated firm and its senior management. Responding to regulators and dealing with remediation can be disruptive to a firm's business and costly in terms of restrictions on business or a financial penalty, or in regards of management time and consultancy fees.
In addition, if situations become contentious, our specialist regulatory investigations and criminal defence lawyers are on hand to advise and support clients and their senior management in dealing with the most serious of allegations.
