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Internal Audit Services

regulatory  consulting

Our internal audit team ensures our clients operate effectively and are protected by their internal systems.

Why work with our Regulatory Consulting team?

At DWF, our team of regulatory experts can help you to navigate the complex and evolving regulatory requirements and can bring a range of technical and regulatory experience to act as your Third Line of Defence.

We are able to deploy knowledge and resources in areas where your internal teams may not be able to cover We support broad scope, high-level framework assessments, performing increasingly detailed reviews aligned to key operational areas to agree on the risk profile of your business.

Our dedicated Internal Audit team supports firms of all sizes through aligning resources to meet FCA and PRA regulatory requirements. In particular, the implementation of the SM&CR defined Risk and Internal Audit role holder requirements for 'Enhanced firms', where they must clearly explain and record the roles and responsibilities of these Senior Management Function individuals. Learn more about our Senior Managers and Certification Regime team here. 

How we can help you

Our Internal Audit team provides expert-led consultancy services across the third line to allow you to co-source or outsource to implement effective internal audit functions. Our approach will be flexible and tailored to you, we will ensure that your business will not be impacted and audits are completed to with minimal disruption.  

Your current needs may include: 

If you would like to discuss your assurance need and find out how our DWF Regulatory Consulting team can help you, please contact us. 

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Get in touch today

Get in touch with a member of our team by using the details below or completing the form.
T +44 333 320 2220
+44 333 320 4440