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FCA Financial Promotions

regulatory  consulting

Our integrated legal and regulatory consulting service delivers technically sound and practical solutions on every day and business critical issues to regulated businesses, helping firms and their senior managers to manage risks. 

Why work with our Regulatory Consulting team?

Financial promotions have been called out by the FCA as an area of concern in numerous recent publications. They will continue to be under the microscope with the FCA affecting regulatory change to protect consumers, as evidenced by the Consumer Duty.

At DWF, our team of regulatory experts can help you navigate the ever-changing FCA regulations. Our dedicated team supports firms of all sizes and have worked with a number of firms to assess and enhance their approach to financial promotions, applying FCA expectations and good practice. 

With the expected increased scrutiny from the regulator regarding financial promotions, our team is able to intervene at an early stage to help build or enhance your framework and ensure a compliant and practical approach to financial promotions.

How we can help you

With the FCA increasing scrutiny around Financial Promotions, we can work with you to deliver training to your staff to ensure they understand both real and non-real time financial promotions, and how to appropriately discharge their duties when communicating with customers. 

We can support you with financial promotions by:

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Key contacts

Get in touch today

Get in touch with a member of our team by using the details below or completing the form.
T +44 333 320 2220
+44 333 320 4440